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Private clients of Zajac Group work with a dedicated team of experienced professionals, all seeking to address your uniquely complex wealth needs.

If you’re someone who has accumulated a significant amount of equity compensation, congratulations. You’ve worked hard to get where you are, and now it’s time to discuss different strategies available and how they align with your personal financial goals.

Whether you have big decisions to make with equity compensation, or you want to deepen your knowledge of how various decisions impact your financial goals, we’ve curated some popular resources to help. Let’s dive in…

You’re in the right place if:

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You are an executive or senior employee who had accumulated stock over many years

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You’re an employee of a company that is nearing or has just gone through a new IPO

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You have equity compensation accumulated over many years and seeking retirement or financial independance 

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Helpful Resources

Concentration Risk and Your Equity Compensation: Reasons and Rebuttals

Concentration Risk and Your Equity Compensation: Reasons and Rebuttals

Concentration risk is an issue of interest to nearly every employee, executive, business owner, or anyone else holding company stock and employee stock options. What is concentration risk? It’s loosely defined as holding a significant portion of wealth in a single stock, which could result in an inappropriately diversified portfolio. Unfortunately, the ambiguity associated

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The 10b5-1 Plan: 8 Frequently Asked Questions and Recent Updates

The 10b5-1 Plan: 8 Frequently Asked Questions and Recent Updates

If you’re an executive or an employee with significant equity in your company from employee stock options, restricted stock units, or other stock grants, you may have a continual need to sell stock. However, SEC regulations, company insider trading policies and fears of allegations of insider trading may prevent proper diversification of holdings. Fortunately for executives and insiders, Rule 10b5-1 trading plans can allow flexibility to sell stock without regard to limitations imposed by company insider trading policies while complying with SEC regulations. Such plans also provide an affirmative defense to allegations of insider trading.

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What to Expect When Your Company IPOs and How to Prepare for a Liquidity Event

What to Expect When Your Company IPOs and How to Prepare for a Liquidity Event

Being part of an initial public offering, or IPO, is an exciting time. This is when a private company goes through the process of getting listed on a publicly-traded exchange. Where shareholders may have previously only been able to buy or sell the company’s equity in private deals (if allowed by the company), an IPO allows for company stock to be bought, sold, or traded…

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